United Capital Management is registered investment adviser and regulated by the U.S. Securities and Exchange Commission (SEC) and state regulatory agenies. We believe in being 100% transparent. We uphold a fiduciary standard by placing your interests ahead of our own and by applying the highest ethical standards within our business practices. Below are relevant and required disclosure forms.

Form ADV Part 1
Form ADV Part 1 is a U.S. Securities and Exchange Commission (SEC) filing that provides the basic business structure of United Capital Management and explains how we are legally registered. Form ADV Part 1 can be obtained from the SEC website. We have provided a link to the SEC website below for your convenience.

Form ADV Part 1

Form ADV Part 2A
Form ADV Part 2A is a second SEC filing that provides details of the services we offer. It includes a narrative of our fees, how we conduct business, and any business interests we are engaged in. Form ADV Part 2A can be downloaded below.

  Form ADV Part2A

Privacy Statement
United Capital Management adheres to strict principals of client privacy. It is an SEC requirement to provide clients with an annual statement of privacy that outlines our policies and restrictions on the issues. This file can be downloaded below.

  Privacy Policy

Ready to take the next step?

Request an information package to learn more ->